To amend the Investment Advisers Act of 1940 to codify certain Securities and Exchange Commission no-action letters that exclude brokers and dealers compensated for certain research services from the definition of investment adviser, and for other purposes.
In Congress· Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Introduced
Apr 13, 23
Passed House
Jul 11, 23
Passed Senate
Pending
Sent to President
Pending
Signed into Law
Pending
Introduced
Apr 13, 23
Passed House
Jul 11, 23
Passed Senate
Pending
Sent to President
Pending
Signed into Law
Pending
No roll call votes have been recorded for this bill.