H.R. 1528 · 117th Congress · House

Promoting Transparent Standards for Corporate Insiders Act

In Congress· Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
Introduced
Mar 2, 21
Passed House
Apr 20, 21
Passed Senate
Pending
Sent to President
Pending
Signed into Law
Pending

Executive Summary

Promoting Transparent Standards for Corporate Insiders Act

This bill directs the Securities and Exchange Commission (SEC) to study and report on possible revisions to limit the ability of issuers of securities and issuer insiders to adopt Rule 10b5-1 trading plans. These plans allow certain employees of publicly traded corporations to sell their shares without violating insider trading prohibitions. The SEC must revise regulations consistent with the results of the study.

Previous Versions

00Mar 2, 2021

Promoting Transparent Standards for Corporate Insiders Act

This bill directs the Securities and Exchange Commission (SEC) to study and report on possible revisions to limit the ability of issuers of securities and issuer insiders to adopt Rule 10b5-1 trading plans. These plans allow certain employees of publicly traded corporations to sell their shares without violating insider trading prohibitions. The SEC must revise regulations consistent with the results of the study.

Action Timeline

11
  1. APR 22, 2021IntroReferral

    Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.

  2. APR 20, 2021Floor

    Pursuant to the provisions of H

    Res. 330, proceedings on H.R. 1528 are considered vacated.

  3. APR 20, 2021Floor

    Passed/agreed to in House

    Pursuant to section 6 of H. Res. 330, and the motion offered by Mr. Hoyer, the following bills passed under suspension of the rules: H.R. 367; H.R. 370; H.R. 396; H.R. 397, as amended; H.R. 408; H.R. 490; H.R. 965, as amended; H.R. 1251, as amended; H.R. 1395; H.R. 1491; H.R. 1528; H.R. 1532; H.R. 1565; H.R. 1602; and H.R. 2523, as amended; and the following resolution was agreed to under suspension of the rules: H. Res. 124, as amended.(consideration: CR H1979-1994; text: CR H1988-1989)

    1979Yea
    1994Nay
    0NV
  4. APR 20, 2021Floor

    Pursuant to section 6 of H

    Res. 330, and the motion offered by Mr. Hoyer, the following bills passed under suspension of the rules: H.R. 367; H.R. 370; H.R. 396; H.R. 397, as amended; H.R. 408; H.R. 490; H.R. 965, as amended; H.R. 1251, as amended; H.R. 1395; H.R. 1491; H.R. 1528; H.R. 1532; H.R. 1565; H.R. 1602; and H.R. 2523, as amended; and the following resolution was agreed to under suspension of the rules: H. Res. 124, as amended. (consideration: CR H1979-1994; text: CR H1988-1989)

    1979Yea
    1994Nay
    0NV
  5. APR 19, 2021Floor

    Mr

    Perlmutter moved to suspend the rules and pass the bill.

  6. APR 19, 2021Floor

    Considered under suspension of the rules. (consideration

    CR H1913-1914; text: CR H1913-1914)

    1913Yea
    1914Nay
    0NV
  7. APR 19, 2021Floor

    DEBATE - The House proceeded with forty minutes of debate on H.R. 1528.

  8. APR 19, 2021Floor

    At the conclusion of debate, the Yeas and Nays were demanded and ordered

    Pursuant to the provisions of clause 8, rule XX, the Chair announced that further proceedings on the motion would be postponed.

  9. MAR 02, 2021IntroReferral

    Introduced in House

  10. MAR 02, 2021IntroReferral

    Introduced in House

  11. MAR 02, 2021IntroReferral

    Referred to the House Committee on Financial Services.

Committees

2

Banking, Housing, and Urban Affairs Committee

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Referred: Apr 22, 2021

Active

Financial Services Committee

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Referred: Mar 2, 2021

Active