H.R. 7151 · 117th Congress · House

Ensuring Sound Guidance Act

Active· Referred to the Committee on Education and Labor, and in addition to the Committee on Financial Services, for a period to be subsequently de…
Introduced
Mar 18, 22
Passed House
Pending
Passed Senate
Pending
Sent to President
Pending
Signed into Law
Pending

Executive Summary

Ensuring Sound Guidance Act

This bill generally requires investment advisors and fiduciaries of employer-sponsored retirement plans to make investment decisions based only on pecuniary factors (i.e., factors that a fiduciary prudently determines are expected to have a material effect on the risk and return of an investment based on appropriate investment horizons consistent with the plan's policies and objectives).

The bill allows nonpecuniary factors to be considered in certain situations, such as when a customer specifically requests that these factors be considered or when selecting investment options for certain participant-directed retirement plans.